Ethics

On this page 11 sections
BASIC ETHICAL PRINCIPLES
| Principle | Definition | Example in Dentistry |
|---|---|---|
| Autonomy | Respecting a competent patient's right to make informed decisions | A patient declines extraction after understanding the risks and alternatives |
| Beneficence | Acting in the patient's best interests | Recommending effective preventive treatment |
| Non-maleficence | Avoiding or minimizing harm | Checking medical history and allergies before prescribing |
| Justice | Fairness in treatment and resource allocation | Providing the same standard of care regardless of wealth |
| Veracity | Being truthful | Explaining a poor prognosis honestly |
| Confidentiality | Protecting private patient information | Not discussing a patient's HIV status with other patients |
| Fidelity | Maintaining professional trust and commitments | Following through on agreed care and referrals |
| Accountability | Taking responsibility for decisions and actions | Reporting and managing a clinical error honestly |
| Respect for dignity | Treating each patient with respect and without discrimination | Providing privacy during examination |
The four foundational ethical principles are:
- Autonomy
- Beneficence
- Non-maleficence
- Justice
Additional concepts:
- Informed consent: Voluntary authorization following adequate information and understanding.
- Professional integrity: Acting honestly and consistently with professional standards.
- Conflict of interest: A secondary interest may improperly influence professional judgment.
- Professional boundaries: Maintaining an appropriate clinician–patient relationship.
INFORMED CONSENT
Informed consent is a voluntary decision made by a patient who has the relevant information and capacity to decide.
Consent is not merely a signature on a form.
Elements of informed consent
| Element | Meaning | Example |
|---|---|---|
| Capacity | Ability to understand, retain, weigh relevant information and communicate a decision | Assess whether a patient can understand the proposed extraction |
| Disclosure | Explain the nature of treatment, material risks, benefits and alternatives, including no treatment where appropriate | Discuss extraction, endodontic treatment and observation where clinically appropriate |
| Understanding | Patient comprehends the information | Ask the patient to explain the options in their own words |
| Voluntariness | Decision is free from coercion or undue pressure | Patient is not threatened into accepting treatment |
| Authorization | Patient clearly agrees to the proposed intervention | Verbal consent for an appropriate procedure or documented written consent where indicated |
Types of consent
| Type | Definition | Example |
|---|---|---|
| Express verbal consent | Agreement explicitly given verbally | Patient verbally agrees to a routine examination |
| Written consent | Agreement documented in writing | Patient signs a consent form for a surgical procedure |
| Implied consent | Agreement reasonably inferred from the patient's actions | Patient opens their mouth for a routine examination after the procedure is explained |
| Proxy/substitute consent | An authorized person decides when the patient cannot legally or validly decide for themselves | A legally authorized guardian consents for a child where required |
Important points:
- Implied consent is not sufficient for every intervention.
- Major surgery, significant risks and other procedures may require explicit, documented consent under applicable standards and institutional policy.
- A patient with decision-making capacity can withdraw consent at any time.
- If consent is withdrawn, stop the intervention when safe to do so, explain the consequences, document the discussion and discuss alternatives.
CONFIDENTIALITY: WHEN CAN INFORMATION BE DISCLOSED?
Confidentiality is the duty to protect information obtained through the professional relationship. It applies to oral and written records, photographs, test results and conversations.
| Situation | Appropriate Action |
|---|---|
| Patient asks you to share records with another clinician | Obtain appropriate consent or rely on a valid legal basis for direct care |
| Family member asks about an adult patient's diagnosis | Do not disclose without consent or another valid justification |
| Clinical audit or teaching | Use anonymized information wherever possible; follow applicable consent and institutional requirements |
| Court order or statutory legal duty | Comply with applicable law; clarify scope and seek professional/legal advice if uncertain |
| Serious risk of harm to the patient or another person | Consider whether disclosure is justified and necessary; seek senior, legal or professional advice where feasible |
| Suspected child abuse or neglect | Follow safeguarding and reporting duties under applicable local law; do not delay urgent protection |
| Accidental disclosure or data breach | Contain the breach, report through the appropriate process, document it and follow applicable notification rules |
Where disclosure is justified:
- Share only the minimum information necessary.
- Disclose to the appropriate recipient.
- Document the reasoning and action taken.
Confidentiality exceptions vary by jurisdiction and circumstance.
HIV-RELATED CONFIDENTIALITY AND DISCLOSURE
This involves balancing confidentiality, autonomy, prevention of harm and public health duties.
| Scenario | Appropriate Ethical Response |
|---|---|
| Patient tells you they are HIV-positive | Keep the information confidential and provide appropriate care without discrimination |
| Patient's spouse asks whether the patient has HIV | Do not automatically disclose the diagnosis to the spouse |
| Patient with HIV is worried about telling their partner | Provide confidential counselling and support voluntary disclosure or appropriate partner-notification services |
| Patient refuses to inform a partner who may be at serious risk | Assess the specific risk, encourage disclosure, seek senior/public-health and legal advice, and follow applicable law |
| A law or valid court order requires disclosure | Follow the applicable legal requirement, sharing only the information required |
| HIV status is relevant to safe dental care | Use the information appropriately for clinical management and standard infection-prevention precautions; do not disclose it unnecessarily |
If a patient refuses to disclose HIV status to a sexual partner
- Maintain confidentiality while assessing the circumstances.
- Counsel the patient about transmission, prevention and the importance of partner testing.
- Offer assistance with safe, voluntary disclosure or partner-notification services.
- If a partner faces a serious risk and the patient refuses to disclose, seek advice from the appropriate senior clinician, public-health service or legal adviser.
- Consider disclosure without consent only where there is a valid legal or ethical justification under the applicable jurisdiction.
- If disclosure is justified, disclose only what is necessary to the appropriate person and document the reasons.
Exam point:
HIV-positive status alone does not justify automatically informing a spouse, employer or family member. Voluntary disclosure and counselling are preferred, while specific local laws may apply.
These are general professional principles; check current Pakistani legal requirements for the exact scenario.
PATIENTS UNDER 18 YEARS OF AGE
For FCPS scenarios, distinguish consent for treatment, assent, confidentiality and safeguarding.
| Situation | General Approach |
|---|---|
| Child requiring routine dental treatment | Explain the procedure in age-appropriate language and obtain consent from the legally appropriate person as required |
| Child understands the procedure but is not legally able to provide full consent | Seek the child's assent as well as legally valid consent from the authorized guardian |
| Minor refuses treatment despite guardian consent | Explore the child's concerns, assess understanding and urgency, and seek senior advice rather than routinely using force |
| Minor is mature enough to understand a decision | Take their views seriously and assess competence according to the applicable legal framework; do not assume maturity automatically removes legal requirements |
| Emergency treatment is necessary and a guardian is unavailable | Provide urgently necessary care within the applicable emergency and legal framework, documenting the reasons |
| Suspected abuse or neglect | Prioritize the child's safety, follow safeguarding and reporting requirements, and disclose only necessary information to the appropriate authority |
| Minor requests confidentiality | Respect privacy as far as possible, explain the limits of confidentiality and assess whether disclosure is required for safety or by law |
| Parent requests the child's records | Consider the parent's legal authority, the child's capacity and applicable confidentiality and data-protection rules before disclosing |
Key distinctions:
- Consent: Legal authorization for the intervention.
- Assent: A child's affirmative agreement when they are not legally able to provide full consent.
- Best interests: Decisions should prioritize the child's welfare, safety and health.
- Safeguarding: Protecting a child from abuse, neglect or serious harm.
Pakistan's current legal and professional requirements should be checked for exact scenarios, especially where a minor is mature, refuses care or requests confidential services.
GIFTS FROM PATIENTS
There is no universal monetary threshold that applies to every country, hospital and dental practice. The appropriate response depends on the gift's value, circumstances, local policy and whether it could influence—or appear to influence—professional judgment.
| Gift or Situation | Recommended Response | Reason |
|---|---|---|
| Small box of chocolates, flowers or a thank-you card | May be acceptable if local policy permits | Often a modest expression of gratitude |
| Homemade food or a small cultural gift | Consider accepting if appropriate, modest and permitted by policy | Be sensitive to cultural meaning while maintaining boundaries |
| Gift intended to be shared with the whole team | Often easier to accept if policy permits | Reduces the appearance of personal favouritism |
| Expensive watch, phone, jewellery or luxury item | Politely decline | High value can compromise or appear to compromise professional independence |
| Cash or a substantial monetary gift | Generally decline or refer to institutional policy | May resemble a tip, payment for preferential treatment or conflict of interest |
| Gift offered before treatment in exchange for priority | Decline | Creates a clear risk of unfair treatment and conflict of interest |
| Repeated gifts from one patient | Discuss and usually decline if excessive or if boundaries are affected | Repeated gifts can create pressure or an expectation of special treatment |
| Gift that is intimate or overly personal | Decline | Risks crossing professional boundaries |
| Gift or inheritance mentioned in a will | Seek professional and legal advice; generally avoid personal benefit where a conflict exists | Raises concerns about influence, vulnerability and financial interest |
| Gift that exceeds hospital or clinic limits | Decline or follow the formal declaration process if applicable | Institutional rules may be stricter than general ethical guidance |
ETHICAL SCENARIOS: RAPID RECALL
| Scenario | Principle |
|---|---|
| Patient refuses competent, informed treatment | Autonomy |
| Acting in the patient's best interests | Beneficence |
| Avoiding preventable harm | Non-maleficence |
| Fair distribution of resources | Justice |
| Telling the patient the truth about prognosis | Veracity |
| Protecting private medical information | Confidentiality |
| Taking responsibility for a clinical error | Accountability |
| Child agrees but cannot provide full legal consent | Assent plus legally appropriate consent |
| Patient's HIV status requested by a relative | Maintain confidentiality unless a valid exception applies |
| Expensive patient gift | Decline or follow applicable policy |
| Small token of gratitude | Consider context and clinic policy |
FINAL FCPS RAPID-RECALL TABLE
| Question Clue | Answer |
|---|---|
| Categories without order | Nominal data |
| Ordered categories with unequal/unknown intervals | Ordinal data |
| Equal intervals without true zero | Interval data |
| Equal intervals with true zero | Ratio data |
| Long tail to the right | Positive skew |
| Long tail to the left | Negative skew |
| Positive skew: typical relationship | Mean > Median > Mode |
| Negative skew: typical relationship | Mean < Median < Mode |
| Outlier-sensitive measure of spread | Range and SD |
| Spread of the middle 50% | IQR |
| Variability among observations | SD |
| Precision of an estimated mean | SE |
| Closeness to the true value | Accuracy |
| Closeness of repeated measurements to one another | Precision |
| Measures the intended construct | Validity |
| Consistent results on repeated measurement | Reliability |
| Agreement between categorical raters adjusted for chance | Cohen's kappa |
| Agreement/reliability for quantitative measurements | ICC |
| Internal consistency of questionnaire items | Cronbach's alpha |
| Detects most people who have disease | High sensitivity |
| Correctly identifies people without disease | High specificity |
| Probability of disease after a positive test | PPV |
| Probability of no disease after a negative test | NPV |
| Disease prevalence increases | PPV usually increases; NPV usually decreases |
| Patient refuses a competent, informed treatment | Respect autonomy |
| Best interests of the patient | Beneficence |
| Avoiding preventable harm | Non-maleficence |
| Fair distribution of resources | Justice |
| Child agrees but cannot provide full legal consent | Assent plus legally appropriate consent |
| Patient's HIV status requested by a relative | Maintain confidentiality unless a valid exception applies |
| Expensive patient gift | Decline or follow applicable policy |
| Small token of gratitude | Consider context and clinic policy |