Ethics

Community Dentistry9 min read
On this page 11 sections

💡BASIC ETHICAL PRINCIPLES

PrincipleDefinitionExample in Dentistry
AutonomyRespecting a competent patient's right to make informed decisionsA patient declines extraction after understanding the risks and alternatives
BeneficenceActing in the patient's best interestsRecommending effective preventive treatment
Non-maleficenceAvoiding or minimizing harmChecking medical history and allergies before prescribing
JusticeFairness in treatment and resource allocationProviding the same standard of care regardless of wealth
VeracityBeing truthfulExplaining a poor prognosis honestly
ConfidentialityProtecting private patient informationNot discussing a patient's HIV status with other patients
FidelityMaintaining professional trust and commitmentsFollowing through on agreed care and referrals
AccountabilityTaking responsibility for decisions and actionsReporting and managing a clinical error honestly
Respect for dignityTreating each patient with respect and without discriminationProviding privacy during examination

The four foundational ethical principles are:

  1. Autonomy
  2. Beneficence
  3. Non-maleficence
  4. Justice

Additional concepts:

  • Informed consent: Voluntary authorization following adequate information and understanding.
  • Professional integrity: Acting honestly and consistently with professional standards.
  • Conflict of interest: A secondary interest may improperly influence professional judgment.
  • Professional boundaries: Maintaining an appropriate clinician–patient relationship.

Informed consent is a voluntary decision made by a patient who has the relevant information and capacity to decide.

Consent is not merely a signature on a form.

ElementMeaningExample
CapacityAbility to understand, retain, weigh relevant information and communicate a decisionAssess whether a patient can understand the proposed extraction
DisclosureExplain the nature of treatment, material risks, benefits and alternatives, including no treatment where appropriateDiscuss extraction, endodontic treatment and observation where clinically appropriate
UnderstandingPatient comprehends the informationAsk the patient to explain the options in their own words
VoluntarinessDecision is free from coercion or undue pressurePatient is not threatened into accepting treatment
AuthorizationPatient clearly agrees to the proposed interventionVerbal consent for an appropriate procedure or documented written consent where indicated
TypeDefinitionExample
Express verbal consentAgreement explicitly given verballyPatient verbally agrees to a routine examination
Written consentAgreement documented in writingPatient signs a consent form for a surgical procedure
Implied consentAgreement reasonably inferred from the patient's actionsPatient opens their mouth for a routine examination after the procedure is explained
Proxy/substitute consentAn authorized person decides when the patient cannot legally or validly decide for themselvesA legally authorized guardian consents for a child where required

Important points:

  • Implied consent is not sufficient for every intervention.
  • Major surgery, significant risks and other procedures may require explicit, documented consent under applicable standards and institutional policy.
  • A patient with decision-making capacity can withdraw consent at any time.
  • If consent is withdrawn, stop the intervention when safe to do so, explain the consequences, document the discussion and discuss alternatives.

💡CONFIDENTIALITY: WHEN CAN INFORMATION BE DISCLOSED?

Confidentiality is the duty to protect information obtained through the professional relationship. It applies to oral and written records, photographs, test results and conversations.

SituationAppropriate Action
Patient asks you to share records with another clinicianObtain appropriate consent or rely on a valid legal basis for direct care
Family member asks about an adult patient's diagnosisDo not disclose without consent or another valid justification
Clinical audit or teachingUse anonymized information wherever possible; follow applicable consent and institutional requirements
Court order or statutory legal dutyComply with applicable law; clarify scope and seek professional/legal advice if uncertain
Serious risk of harm to the patient or another personConsider whether disclosure is justified and necessary; seek senior, legal or professional advice where feasible
Suspected child abuse or neglectFollow safeguarding and reporting duties under applicable local law; do not delay urgent protection
Accidental disclosure or data breachContain the breach, report through the appropriate process, document it and follow applicable notification rules

Where disclosure is justified:

  • Share only the minimum information necessary.
  • Disclose to the appropriate recipient.
  • Document the reasoning and action taken.

Confidentiality exceptions vary by jurisdiction and circumstance.

This involves balancing confidentiality, autonomy, prevention of harm and public health duties.

ScenarioAppropriate Ethical Response
Patient tells you they are HIV-positiveKeep the information confidential and provide appropriate care without discrimination
Patient's spouse asks whether the patient has HIVDo not automatically disclose the diagnosis to the spouse
Patient with HIV is worried about telling their partnerProvide confidential counselling and support voluntary disclosure or appropriate partner-notification services
Patient refuses to inform a partner who may be at serious riskAssess the specific risk, encourage disclosure, seek senior/public-health and legal advice, and follow applicable law
A law or valid court order requires disclosureFollow the applicable legal requirement, sharing only the information required
HIV status is relevant to safe dental careUse the information appropriately for clinical management and standard infection-prevention precautions; do not disclose it unnecessarily

If a patient refuses to disclose HIV status to a sexual partner

  1. Maintain confidentiality while assessing the circumstances.
  2. Counsel the patient about transmission, prevention and the importance of partner testing.
  3. Offer assistance with safe, voluntary disclosure or partner-notification services.
  4. If a partner faces a serious risk and the patient refuses to disclose, seek advice from the appropriate senior clinician, public-health service or legal adviser.
  5. Consider disclosure without consent only where there is a valid legal or ethical justification under the applicable jurisdiction.
  6. If disclosure is justified, disclose only what is necessary to the appropriate person and document the reasons.

Exam point:

HIV-positive status alone does not justify automatically informing a spouse, employer or family member. Voluntary disclosure and counselling are preferred, while specific local laws may apply.

These are general professional principles; check current Pakistani legal requirements for the exact scenario.

💡PATIENTS UNDER 18 YEARS OF AGE

For FCPS scenarios, distinguish consent for treatment, assent, confidentiality and safeguarding.

SituationGeneral Approach
Child requiring routine dental treatmentExplain the procedure in age-appropriate language and obtain consent from the legally appropriate person as required
Child understands the procedure but is not legally able to provide full consentSeek the child's assent as well as legally valid consent from the authorized guardian
Minor refuses treatment despite guardian consentExplore the child's concerns, assess understanding and urgency, and seek senior advice rather than routinely using force
Minor is mature enough to understand a decisionTake their views seriously and assess competence according to the applicable legal framework; do not assume maturity automatically removes legal requirements
Emergency treatment is necessary and a guardian is unavailableProvide urgently necessary care within the applicable emergency and legal framework, documenting the reasons
Suspected abuse or neglectPrioritize the child's safety, follow safeguarding and reporting requirements, and disclose only necessary information to the appropriate authority
Minor requests confidentialityRespect privacy as far as possible, explain the limits of confidentiality and assess whether disclosure is required for safety or by law
Parent requests the child's recordsConsider the parent's legal authority, the child's capacity and applicable confidentiality and data-protection rules before disclosing

Key distinctions:

  • Consent: Legal authorization for the intervention.
  • Assent: A child's affirmative agreement when they are not legally able to provide full consent.
  • Best interests: Decisions should prioritize the child's welfare, safety and health.
  • Safeguarding: Protecting a child from abuse, neglect or serious harm.

Pakistan's current legal and professional requirements should be checked for exact scenarios, especially where a minor is mature, refuses care or requests confidential services.

💡GIFTS FROM PATIENTS

There is no universal monetary threshold that applies to every country, hospital and dental practice. The appropriate response depends on the gift's value, circumstances, local policy and whether it could influence—or appear to influence—professional judgment.

Gift or SituationRecommended ResponseReason
Small box of chocolates, flowers or a thank-you cardMay be acceptable if local policy permitsOften a modest expression of gratitude
Homemade food or a small cultural giftConsider accepting if appropriate, modest and permitted by policyBe sensitive to cultural meaning while maintaining boundaries
Gift intended to be shared with the whole teamOften easier to accept if policy permitsReduces the appearance of personal favouritism
Expensive watch, phone, jewellery or luxury itemPolitely declineHigh value can compromise or appear to compromise professional independence
Cash or a substantial monetary giftGenerally decline or refer to institutional policyMay resemble a tip, payment for preferential treatment or conflict of interest
Gift offered before treatment in exchange for priorityDeclineCreates a clear risk of unfair treatment and conflict of interest
Repeated gifts from one patientDiscuss and usually decline if excessive or if boundaries are affectedRepeated gifts can create pressure or an expectation of special treatment
Gift that is intimate or overly personalDeclineRisks crossing professional boundaries
Gift or inheritance mentioned in a willSeek professional and legal advice; generally avoid personal benefit where a conflict existsRaises concerns about influence, vulnerability and financial interest
Gift that exceeds hospital or clinic limitsDecline or follow the formal declaration process if applicableInstitutional rules may be stricter than general ethical guidance

💡ETHICAL SCENARIOS: RAPID RECALL

ScenarioPrinciple
Patient refuses competent, informed treatmentAutonomy
Acting in the patient's best interestsBeneficence
Avoiding preventable harmNon-maleficence
Fair distribution of resourcesJustice
Telling the patient the truth about prognosisVeracity
Protecting private medical informationConfidentiality
Taking responsibility for a clinical errorAccountability
Child agrees but cannot provide full legal consentAssent plus legally appropriate consent
Patient's HIV status requested by a relativeMaintain confidentiality unless a valid exception applies
Expensive patient giftDecline or follow applicable policy
Small token of gratitudeConsider context and clinic policy

💡FINAL FCPS RAPID-RECALL TABLE

Question ClueAnswer
Categories without orderNominal data
Ordered categories with unequal/unknown intervalsOrdinal data
Equal intervals without true zeroInterval data
Equal intervals with true zeroRatio data
Long tail to the rightPositive skew
Long tail to the leftNegative skew
Positive skew: typical relationshipMean > Median > Mode
Negative skew: typical relationshipMean < Median < Mode
Outlier-sensitive measure of spreadRange and SD
Spread of the middle 50%IQR
Variability among observationsSD
Precision of an estimated meanSE
Closeness to the true valueAccuracy
Closeness of repeated measurements to one anotherPrecision
Measures the intended constructValidity
Consistent results on repeated measurementReliability
Agreement between categorical raters adjusted for chanceCohen's kappa
Agreement/reliability for quantitative measurementsICC
Internal consistency of questionnaire itemsCronbach's alpha
Detects most people who have diseaseHigh sensitivity
Correctly identifies people without diseaseHigh specificity
Probability of disease after a positive testPPV
Probability of no disease after a negative testNPV
Disease prevalence increasesPPV usually increases; NPV usually decreases
Patient refuses a competent, informed treatmentRespect autonomy
Best interests of the patientBeneficence
Avoiding preventable harmNon-maleficence
Fair distribution of resourcesJustice
Child agrees but cannot provide full legal consentAssent plus legally appropriate consent
Patient's HIV status requested by a relativeMaintain confidentiality unless a valid exception applies
Expensive patient giftDecline or follow applicable policy
Small token of gratitudeConsider context and clinic policy